AMERICAN POLITICAL THOUGHT
Court Cases
~ most corresponds to Georgetown's
summer American Political Thought course, Prof. Carey ~
McCulloch v. Maryland (1819)
- about: Necessary & Proper Clause/Federal Supremacy v. State Rights
- The state of Maryland brought an action against James William McCulloch, a
cashier in the Maryland branch of the Bank of the United States, for not paying
a tax the state had imposed on the United States Bank.
- Issue: Whether the state of Maryland had the right to tax a federal agency
which was properly set up by the United States Congress.
- Decision: In a unanimous decision, the Supreme Court of the United States
ruled that the power to tax involves the power to destroy, and that the federal
governments national bank was immune to state taxation. The Court reasoned that
Congress could set up a United States Bank and write laws necessary and proper
to carry out its constitutional power to coin and regulate money.
The Constitution constituted will of the people (superior to political will)
Fed. 78 the judiciary should exercise just judgment, no force or will
Interpretivist view (orginialist view) supports ideas in fed. 78
Non-interpretivist view (activist view) opposes fed. 78, says it is too
limiting.
Federalist #78
- importance of an independent judicial branch and the meaning of judicial
review.
- The Constitution proposes the federal judges hold their office for life,
subject to good behavior. Permanency in office frees judges from political
pressures and prevents invasions on judicial power by the president and
Congress.
- The judicial branch of government is by far the weakest branch. The judicial
branch posses only the power to judge, not to act, and even its judgments or
decisions depend upon the executive branch to carry them out.
- Political rights are least threatened by the judicial branch. On occasion, the
courts may unfairly treat an individual, but they, in general, can never
threaten liberty.
- The courts are the arbiters between the legislative branch and the people; the
courts are to interpret the laws and prevent the legislative branch from
exceeding the powers granted to it.
- The courts must not only place the Constitution higher than the laws passed by
Congress, they must also place the intentions of the people ahead of the
intentions of their representatives
- to interpret the laws and judge their constitution are the two special
functions of the court. The fact that the courts are charged with determining
what the law means does not suggest that they will be justified in substituting
their will for that of the Congress.
- The independence of the courts is also necessary to protect the rights of
individuals against the destructive actions of factions.
Marbury vs. Madison
(1803)
- about judicial vs. executive power; and judicial review
- In his last few hours in office, President John Adams made a series of
midnight appointments to fill as many government posts as possible with
Federalists. One of these appointments was William Marbury as a federal justice
of the peace. However, Thomas Jefferson took over as President before the
appointment was officially given to Marbury. Jefferson, a Republican, instructed
Secretary of State James Madison to not deliver the appointment. Marbury sued
Madison to get the appointment he felt he deserved. He asked the Court to issue
a writ of mandamus, requiring Madison to deliver the appointment. The Judiciary
Act, passed by Congress in 1789, permitted the Supreme Court of the United
States to issue something like this.
- Issue: Whether the Supreme Court of the United States has the power, under
Article III, Section 2, of the Constitution, to interpret the constitutionality
of a law or statute passed by Congress.
- Decision: The Court decided that Marburys request for a writ of mandamus was
based on a law passed by Congress that the Court held to be unconstitutional.
The Court decided unanimously that the federal law contradicted the
Constitution, and since the Constitution is the Supreme Law of the Land, it must
reign supreme. Through this case, Chief Justice John Marshall established the
power of judicial review: the power of the Court not only to interpret the
constitutionality of a law or statute but also to carry out the process and
enforce its decision.
- Relevance: This case is the Courts first elaborate statement of its power of
judicial review. Chief Justice Marshall said, lt is emphatically the province
and duty of the judicial department to say what the law is. This was the first
instance in which a law passed by Congress was declared unconstitutional. The
decision greatly expanded the power of the Court by establishing its right to
overturn acts of Congress, a power not explicitly granted by the Constitution.
Dred Scott vs Sanford
(1857)
- issue: slavery, question of citizenship (5th amendment property rights)
- Dred Scott, a slave, was taken by his owner, Sanford, into northern federal
territory. Scott felt that he was free because of the Missouri Compromise of
1820, which excluded slavery from specified portions of United States
territories. When he came back to Missouri, Scott sued his owner for his
freedom.
- Issue: Whether Dred Scott, a slave, was a citizen of the United States and
legally entitled to use the courts to sue.
- Decision: The Supreme Court of the United States ruled that slaves were
property, not citizens and, therefore, Dred Scott was not entitled to use the
courts. The Court focused on the rights of the owner, not the slave, saying that
black people had no rights that white people were bound to respect. Justice
Taney said that freeing Scott would be a clear violation of the Fifth Amendment
because it would amount to depriving Sanford of his property without due process
of law. He also said that Congress had no power to prohibit slavery in the
territory and that the Missouri Compromise was unconstitutional.
- Relevance: the first substantive due process case.
SUBSTANTIVE DUE PROCESS
(!!!)
The doctrine of Substantive Due Process holds that the Due Process Clause not
only requires "due process," that is, basic procedural rights, but that it also
protects basic substantive rights. "Substantive" rights are those general rights
that reserve to the individual the power to possess or to do certain things,
despite the governments desire to the contrary. These are rights like freedom of
speech and religion. "Procedural" rights are special rights that, instead,
dictate how the government can lawfully go about taking away a persons freedom
or property or life, when the law otherwise gives them the power to do so.
The Due Process Clause of the Fourteenth Amendment, adopted in 1868, states "nor
shall any State deprive any person of life, liberty, or property, without due
process of law . . . " The facially clear meaning of this passage is that a
state has to use sufficiently fair and just legal procedures whenever it is
going to lawfully take away a persons life, freedom or possessions. Thus, before
a man can be executed, imprisoned or fined for a crime, he must get a fair
trial, based on legitimate evidence, with a jury, etc. These are procedural or
"process" rights.
However, under "Substantive Due Process," the Supreme Court has developed a
broader interpretation of the Clause, one that protects basic substantive
rights, as well as the right to process. Substantive Due Process holds is that
the Due Process Clauses of the Fifth and Fourteenth Amendments guarantee not
only that appropriate and just procedures (or "processes") be used whenever the
government is punishing a person or otherwise taking away a persons life,
freedom or property, but that these clauses also guarantee that a persons life,
freedom and property cannot be taken without appropriate governmental
justification, regardless of the procedures used to do the taking.
This is an extremely significant idea because of how it greatly expands the
power of judicial review exercised by the federal courts.
INCORPORATION (!!)
- with the substantive due process issue, the power of judicial review (by
courts) was greatly expanded:
it gave the federal courts unqualified discretion to decide what substantive
rights are protected under Due Process and how extensive that protection is.
There are two ways the Supreme Court does this:
Under the substantive wing of the "Incorporation" doctrine, where the Court
adopt selected provisions of the Bill of Rights and apply them to the states
under Due Process.
Under the "Fundamental Rights" theory, where the Court adopts whatever
substantive rights it thinks are so basic, natural and fundamental that they
must be protected even without reliance on any particular provision of the
Constitution. Instead the Court is said to root these guarantees directly in the
word "Liberty" in the Fourteenth Amendments Due Process Clause.
once the federal courts decide what substantive rights are protected buy
Substantive Due Process, it can use Judicial Review to enforce these rights by
reviewing all state legislation for compliance with these rights.
Barron vs. Baltimore
(1833)
- John Barron was co-owner of a profitable wharf in the harbor of Baltimore. As
the city developed and expanded, large amounts of sand accumulated in the
harbor, depriving Barron of the deep waters which had been the key to his
successful business. He sued the city to recover a portion of his financial
losses.
- Issue: Does the Fifth Amendment deny the states as well as the national
government the right to take private property for public use without justly
compensating the property's owner?
- Decision: The Court announced its decision in this case without even hearing
the arguments of the City of Baltimore. Writing for the unanimous Court, Chief
Justice Marshall found that the limitations on government articulated in the
Fifth Amendment were specifically intended to limit the powers of the national
government. Citing the intent of the framers and the development of the Bill of
Rights as an exclusive check on the government in Washington D.C., Marshall
argued that the Supreme Court had no jurisdiction in this case since the Fifth
Amendment was not applicable to the states.
- effect: the Bill of Rights applies only to the national government, not the
states. Between 1880 and 1924, the Court rejected incorporation in 9 occasions,
and stuck by the Barron rule. (this means that this case was an example of
non-incorporation)
Gitlow vs. New York
(1925)
- Facts: Benjamin Gitlow was convicted in the Supreme Court of New York for
having published and circulated, unlawfully, pamphlets and leaflets detrimental
to the government. These advocated overthrowing organized government by violent
and other unlawful means. Gitlow appealed the case through the Appellate
Division and Court of Appeals of the New York system.
- Issue: Does the New York State Criminal Anarchy statute contravene the due
process clause of the Fourteenth Amendment?
- Decision: No. (vote 7-2) Reason: There is no absolute right to speak or
publish, without responsibility, whatever one may choose. A state in the
exercise of its police power may punish those who abuse this freedom by
utterances inimical to the public welfare. Utterances such as the statute
prohibited, by their very nature, involve danger to the public peace and to the
security of the state. The statute was not arbitrary or unreasonable.
- This case has long been regarded as a "landmark" decision because here for the
first time the Court held portions of the "Bill of Rights" applicable to the
states by means of the Fourteenth Amendment. (incorporation!!!)
- By considering the case, they established incorporation. Henceforth, the court
examines whether the individuals rights have been violated.
Palko vs. Connecticut
(1936)
- Palko was indicted in Connecticut for murder in the first degree. A jury found
him guilty of murder in the second degree and sentenced him to life
imprisonment. At a second trial additional evidence was admitted and additional
instructions given to the jury. A verdict of first degree murder was returned
and Palko was sentenced to death. He appealed the legality of this procedure
under the due process clause of the Fourteenth Amendment, claiming double
jeopardy.
- Issue: Is the appellant, by the new trial and subsequent sentence to death,
deprived of due process under the Fourteenth Amendment?
- Decision: No. (vote 8-1) Reason: The due process clause of the Fourteenth
Amendment applies to the states only those provisions of the Bill of Rights
(Amendments 1 to 8) which are of the very essence of a scheme of ordered
liberty. These provisions are those that involve principles of justice so rooted
in the traditions and conscience of our people as to be ranked as fundamental.
(This means that the court decided, based on the Natural Law Test, that it was
killing a person was repugnant enough as to convict him)
Natural Law Test (Palko v. Conn): is this incompatible with the sense of
justice of the civilized world?
Justice Black - The legislative history of the 14th Amendment shows that it was
intended to make all the Bill of Rights applicable to the states. Not to have
some objective flexible test of necessary to liberty and fundamental test decide
what is incorporated. This natural law test violates the Constitution in that it
subtly conveys to the courts, at the expense of the legislatures, ultimate power
over public powers in fields where no specific constitutional provision provides
such power. Thus, it should be abandoned. But liberty is important and one can
see how it can be taken and thus even though I am right and the other side is
wrongIll take the selective if that is all I can get.
(after Justice Black, the Natural Law Test was discarded. Henceforth, all of the
Rights were incorporated)
Brown vs. Board of
Education of Topeka (1954)
- about: School Segregation/Equal Protection v. State Rights
- Four black children sought the aid of the courts to be admitted to the
all-white public schools in their community after having been denied admission
under laws which permitted racial segregation. The youths alleged that these
laws deprived them of the equal protection of the law under the Fourteenth
Amendment, even though their all-black schools were equal to the all-white
schools with respect to buildings, curricula, qualifications and salaries of
teachers, and other tangible factors.
- Issue: Whether segregation of children in public schools denies blacks their
Fourteenth Amendment right of equal protection under the law.
- Decision: The Supreme Court of the United States looked not to the tangible
factors but the effect of segregation itself on public education. The Court
decided unanimously that segregation of black children in the public school
system was a direct violation of the equal protection clause of the Fourteenth
Amendment. It rejected the separate but equal doctrine of Plessy v. Ferguson
(1896), and stated that this doctrine had no place in education. According to
the Court, even if the facilities were physically equal, the children of the
minority group would still receive an inferior education. Separate educational
facilities were held to be inherently unequal. (they ruled against segregation)
- Relevance: By this decision (although maybe a good one, in terms of stopping
segregation), the Court was not only telling states what they should not do, but
also telling what they have to do.
Roe vs. Wade (1973)
- about: abortion/right of privacy v. state rights/reserve powers
- A Texas woman sought to terminate her pregnancy. However, a Texas law made it
a crime to procure or attempt an abortion except when the mothers life would be
in danger if she remained pregnant. Ms. Roe challenged the Texas law on the
grounds that the law violated her right of personal liberty given in the
Fourteenth Amendment and her right to privacy protected by the Bill of Rights
- Issue: Whether state law which bans or regulates abortion violates a womans
right to privacy or personal choice in matters of family decisions or marriage.
- Decision: The Supreme Court of the United States decided that states could
regulate abortions only in certain circumstances but otherwise women did have a
right to privacy and reproductive autonomy. The womans right to privacy was held
to be a fundamental right which could only be denied if a compelling state
interest existed. Once the fetus reaches a viable stage of development, such a
compelling point is reached because the unborn child is now given constitutional
protection.
- Relevance: example of a substantive due process case also, this decision
overrode laws of 50 states (that people had voted for): extended its power and
imposed their will on the legislature of 50 states.
Supreme court transformation: was judicial review intended? NO, the Constitution
did not intend for it.
Court Packing Plan
(1937)
The Supreme Court's invalidation of the Agricultural Adjustment Act and the
National Recovery Act angered Roosevelt and he attempted to pack the court in
his favor. This act called for the president to be able to appoint a new
justice, up to a maximum of six, for every justice who had a least 10 years
service and was 70 years of age or older. This plan immediately drew immense
criticism from all political directions. When the chief sponsor of the bill,
Joseph Robinson of Arkansas, died, so to did the bill.
Judicial Reform Act
(1997)
- January 1997, passed in the House but not in Senate
- Seeks to restore integrity and public confidence in our judiciary by creating
Statewide Special Grand Juries (three twenty-five member Special Grand Juries
with statewide jurisdiction) having power to judge both law and fact charged
with determining whether any particular judge, based on the evidence, should
retain his/her shield from civil suit.
- imposes various restrictions on federal judges and is destined for a
Presidential veto
- designed to combat specific instances of "judicial activism" by modifying
certain judicial procedures. It would have required a three-judge district court
panel to enjoin constitutional challenges of state referenda instead of a single
judge. Also, would have prohibited a judge from issuing any order to require a
tax increase and would have virtually prohibited any order against state or
local government that could have required a jurisdiction to expend funds.
Finally, it would have allowed e ither party in litigation to obtain a new
presiding judge as a matter of right, encouraging strategic intervention and
subsequent strikes against the sitting judge midway in litigation, even if a
decision had been rendered against that side of the lawsuit.
United States vs. Nixon
(Watergate, 1974)
- about: Federal due process v. executive privilege
- In the first half of 1972, the Democratic National Headquarters at the
Watergate Office Building in Washington, D.C., was broken into. The
investigation that followed centered on staff members of then Republican
President Richard M. Nixon. The Special Prosecutor subpoenaed certain tapes and
documents of specific meetings held in the White House. The Presidents lawyer
sought to deny the subpoena. The Special Prosecutor asked the Supreme Court of
the United States to hear the case before the lower appeals court ruled on the
Presidents appeal to deny the subpoena.
- Issue: Whether the United States violated President Nixons constitutional
right of executive power, his need for confidentiality, his need to maintain the
separation of powers, and his executive privilege to immunity from any court
demands for information and evidence.
- Decision: By an 8-0 vote, the Court decided that President Nixon must hand
over the specific tapes and documents to the Special Prosecutor. Presidential
power is not above the law. It cannot protect evidence that may be used in a
criminal trial.
Lochner vs. New York
(1905)
- about: Work Hours Per Week/Individual Property Rights v. State Police Powers
- New York law set limits on how many hours bakery employees could work. Lochner
was convicted and fined fifty dollars for permitting an employee to work more
than the lawful number hours in one week. On appeal, Lochner claimed that the
New York law infringed on his right to make employer/employee contracts.
- Issue: Whether a law which limited the number of hours bakery employees were
allowed to work interfered with the bakery owners right to make
employer/employee contracts.
- Decision: The Supreme Court of the United States held that even though states
have the power to regulate the areas of health, safety, morals, and public
welfare, the New York law in question was not within the limits of these police
powers of the State.
- Relevance: This decision was the greatest case of the substantive due process
era, in which the Court struck down a number of state laws that interfered with
an individuals economic and property rights. The court went mad :-), they said
New York wasnt allowed to make its own law.
LIBERTY OF CONTRACT
Liberty of Contract issue whether the Constitution creates a right for
individuals to enter into contracts on terms of their own choosing? In Lochner
vs. NY, court declares the liberty of contract
says that it is in the Constitution (although it is not ever mentioned), and
that it is a part of the 4th Ammednment.
With its decision in the case of Lochner v. New York, the Supreme Court embarked
upon one of the most controversial courses in its history. Over the next three
decades, the Court would strike down numerous attempts by state governments to
improve working conditions or protect consumers, all under the guise of a
liberty found in the Due Process Clause of the Fourteenth Amendment, the
"liberty of contract."
The term "substantive due process" is often used to describe the approach used
in Lochner--the finding of liberties not explicitly protected by the text of the
Constitution to be impliedly protected by the liberty clause of the Fourteenth
Amendment. In the 1960s, long after the Court repudiated its Lochner line of
cases, substantive due process became the basis for protecting personal rights
such as the right of privacy, the right to maintain intimate family
relationships, etc.
Everson v. Board of
Education (1947)
- A New Jersey school district had passed a plan allowing the reimbursement of
schools for the transportation of students to private schools. The district was
acting under a statute that allowed schools to regulate the transportation of
students. A state court had ruled the plan unconstitutional, but the New Jersey
Court of Errors and Appeals reversed the decision.
- Decision: The Court voted 5-4 in favor of upholding the New Jersey plan.
- Relevance: Using the Fourteenth Amendment, the Court applied the Establishment
Clause to the states (pertaining to religion). However, it was not violated so
long as money was not given directly to religious schools or gave them specific
benefits.
JEFFERSON'S WALL OF
SEPARATION
Establishment Clause: "Congress shall make no law respecting an establishment of
religion or prohibiting the free exercise thereof.
The phrase, "separation of church and state" is not found in the U.S.
Constitution, the First Amendment, nor any of the notes from the Constitutional
Convention..
Jefferson had written a letter in which he spoke about the wall of separation
separating the state and religion but controversy exists as to what the original
intent was.
The "wall" was a jurisdictional limitation against the federal government's
interference with an individual's natural right to the free exercise of
religion. The federal government, reasoned Jefferson, has jurisdiction over
"actions only and not opinions"; it had no jurisdiction over religion, which was
a matter "solely between man and his God."
Blaine Amendment (1875) introduced 22 times in Congress, would have
prevented states from giving aid to religious schools. Representative James G.
Blaine of Maine proposed a constitutional amendment requiring the states to
abide by the religion clauses of the First Amendment of the U.S. Constitution,
as well as prohibiting the public funding of parochial schools. The amendment
was passed by the House by an overwhelming majority but failed to muster the
necessary two-thirds vote in the Senate (28 votes in favor, 16 votes opposed).
Afterwards, the Blaine Amendment was incorporated into a number of state
constitutions, especially in the West, were its inclusion was often a
prerequisite for consideration for statehood.
Cooper vs. Aaron (1958)
- Issue: were the State of Arkansas and its political subdivisions bound by the
Brown v Board decision?
- Pursuant to the Brown v Board decision, the Little Rock school board submitted
a desegregation plan that called for the total desegregation of its school
system by 1963, beginning with Central High School. Initial feedback from the
community indicated a willingness on the part of the citizens to see the plan
succeed. However, in 1956 an amendment to the Arkansas Constitution called for
the General Assembly to resist the federal courts and the Brown decision.
- Decision: since the officials of the City of Little Rock, including those of
the school board, are agents of the state, and since the Fourteenth Amendment
was addressed specifically to the states, the Little Rock School District is
bound by the Court's decision. The Court's decision stated, "The constitutional
rights of respondents are not to be sacrificed or yielded to the violence and
disorder which have followed upon the actions of the Governor and
Legislature...Thus law and order are not here to be preserved by depriving Negro
children of their constitutional rights."
- Relevance: Article IV of the Constitution makes the Constitution "the supreme
Law of the Land." The Court noted that all government officials, federal and
state, take oaths to support the Constitution. Therefore, due to the supremacy
of the Constitution to all other law, and due to the long-established
recognition that the Supreme Court is the ultimate arbiter in stating what it
means, the states and their political subdivisions are bound by the decisions of
the U.S. Supreme Court.
- Basically, constitution is what the court says it is. This was horrible it
meant that the other 2 branches must also accept what the Court says the
Constitution is.
Missouri vs. Jenkins
(1995)
- the rich school in Missouri; ruling about whether the Court could levy taxes.
The decision was that the Court couldnt levy taxes, but that it could establish
other institutions (in this case, the school board) through which they could
levy taxes. This means that the Court essentially (although indirectly) got the
power to levy taxes.
SAVANNAH PRINCIPLE
Old morality/ Savannah principle in 1796 Savannah had a very bad fire and wanted
federal aid. It was decided not to give aid to Savannah, since it was not for
the general welfare.
Inconsistencies with rule exceptions to the Savannah rule. Canals and roads
(vetoed by president), land grant colleges, etc. Today, federal money goes
toward education for college students, small studies, small and private
projects, university grants, etc.
WWI started this; centralization due to demands of war; framework for
centralized government
The New Deal was a total breakdown of Savannah Principles.
- Trends in the United States: 1) centralization of state power; 2)
concentration of executive power; 3) concentration of national power.
Money played a role here 16th amendment. National government has funding to
carry out its plans, the state government does not. The states have become
somewhat independent upon federal governments. (also, for example, states cant
tax income)
THE CHASE RULE
First Senate impeached John Pickering, a New Hampshire judge who was a victim of
insanity. After the Senate had removed Pickering from office, the House brought
impeachment charges against Justice Samuel Chase of the Supreme Court. The House
charged that he had criticized the Jefferson administration unfairly. The Senate
acquitted him, much to Jefferson's disappointment. This helped establish the
precedent that political changes do not affect the tenure of judges.
Chase Rule: do not remove justices through the impeachment process because of
his/her decisions and political statements. Instead, remove them for actions
extraneous to their job (like criminal charges, etc)
- Roosevelt set down many of the goals of the progressive society in State of
Union: jobs, homes, Medicare, education (security & happiness). Nock (Our Enemy
the State) thinks this is a regression centralization and loss of individualism.
- Iron triangle also perpetuates this cycle: a mutually beneficial relationship
between Congress, clients, and bureaucracy.
- Robert Samuels problem with the welfare state. How do you maintain a large
welfare sate without smoldering the economy? Progressive goals are expensive.
Capitalism has proven to be the best way to finance this. Cannot place
regulations that reduce profits. (dont kill the goose that lays the golden egg)
- A positive state will require bureaucracy and rules/regulation seeks to
correct wrongs
- Howards book Death of Common Sense legislation specifies, advances idea of
rule of law. Scientism (ex. OSHA). The result is an arbitrary government: 80% of
workforce not in compliance with all regulations. This allows inspectors to pick
on the person/organization they personally do not like.
- Problem from liberty viewpoint: Doctrine of Delegation: Delegata protestas non
potest delegara: powers dedicated to one body cannot be given to another.
- Lowe: Congress must work with bureaucracy and must make rules known. If rules
are rigged and arbitrary, there is no rule of law.
Schechter Poultry Corp. v. United States (1935) (the chicken case)
- Schecter Poultry was alleged to have sold unfit chicken to a butcher. Schecter
and the butcher are both based in Brooklyn New York. Schecter did no out of
state business. Schecter Poultry Co. was charged by the federal government which
argued that under the National Industrial Recovery Act Schecter Poultry can be
regulated by the federal government which under the NRA set up codes in
cooperation with various industries.
- Schecter Poultry argued that the NIRA was unconstitutional because the federal
government had no right to regulate intrastate trade.
- The Supreme Court citing Gibbons v Ogden as the precedent reversed the lower
courts decision in Schecter and struck down the NIRA as unconstitutional. The
Supreme Court thus said reaffirmed the fact that the federal government may not
regulate intrastate trade only interstate trade.
- NIRA replaced with National Labor Relations Act, NLRA, which created the NLRB,
set fair work standards and with the Fair Labor Standards Act, passing the first
minimum wage per hour, 20 cents, maximum work week, 44 then 40 hours, and banned
16 year olds and younger from factory jobs.
Gibbons vs. Ogden
(1824?)
- The state of New York gave exclusive navigation rights to all water within the
jurisdiction of the state of New York to R. R. Livingston and R. Fulton, who
assigned Ogden the right to operate between New York City and New Jersey ports.
Gibbons owned two steamships running between New York and Elizabethtown, which
were licensed under Act of Congress. Ogden gained an injunction against Gibbons,
who appealed.
- Issue: Can a state grant exclusive rights to navigate its waters?
- Decision: No. Congressional power to regulate commerce is unlimited except as
prescribed by the Constitution. Commerce is more than traffic; it is intercourse
and it is regulated by prescribing rules for carrying on that intercourse.
Regulating power over commerce between states does not stop at jurisdictional
lines of states, and may be exercised within a state, but it does not extend to
commerce wholly within a state. When the state law and federal law conflict on
this subject, federal law must be supreme. Thus the act of the state of New York
was unconstitutional.
- Relevance: this case was the first one ever to go to the Court under the
Commerce clause. The Court decided that commerce power was dormant in other
words, the national government had exclusive control over commerce, even if no
federal laws existed on that subject.
2 federalism models:
1. Brutus through courts, the national government will encroach on states
2. Publius it is easier for courts to encroach the national government
- until 1937, we had model 2. With the New Deal, direct as well as indirect
effects on commerce started being considered.
Sherman Anti-Trust Act
(1890)
- prevented monopolization of any market
- government used this to break up many large corporations like the Standard Oil
Company, American Tobacco Company etc.
- imposed on how things were manufactured within the states (it should regulate
flow, not manufacture of goods!)
US vs. Darby Lumber (1941)
- The appellee was engaged, in the state of Georgia, in the business of
acquiring raw materials, which he manufactured into finished lumber with the
intention of shipping it in interstate commerce to customers outside the state.
Numerous counts charged the appellee with the shipment in interstate commerce
from Georgia to points outside the state of lumber in which he employed workmen
at less than the prescribed minimum wage or more than the prescribed maximum
hours without payment of any wage for overtime. The appellee sought to sustain
the decision on the grounds that the prohibition of Congress was unauthorized by
the commerce clause, and was prohibited by the Fifth Amendment.
- Issue: Has Congress the constitutional power to prohibit the shipment in
interstate commerce of lumber manufactured by employees whose wages are less
than a prescribed minimum or whose weekly hours are greater than a prescribed
maximum and to prohibit the employment of workmen in the production of goods for
"interstate commerce" at other than prescribed wages and hours?
- Decision: Yes. Reason: The manufacture of goods in itself is not a matter of
interstate commerce, but the shipment of such article is. It was contended that
the regulations of Congress in the matter of wages and hours belong properly to
the states. How ever, the power of Congress to regulate interstate commerce is
complete in itself, with no other limitations except those prescribed in the
Constitution. This was a matter of legislative judgment perfectly within the
bounds of congressional power, and over which the courts are given no control.
Congress has the power to regulate not only commerce between the states, but
such intrastate activities that so affect interstate commerce as to make their
regulation means to a legitimate end. As regards the congressional policy of
excluding from interstate commerce all goods manufactured under substandards,
the enforcement of wages and hours, even though intrastate, are a valid means of
protection, and therefore, within the reach of the commerce power.
Heart of Atlanta Motel
vs. United States (1964)
- The owners of Heart of Atlanta Motel, restricted occupancy to white persons
only, and sued for declaratory relief to be able to continue its policy despite
the Civil Rights Act of 1964.
- The Court upheld those acts of Congress and in particular held that, Congress
action in removing the disruptive effect which it found racial discrimination
has on interstate travel is not invalidated because Congress was also
legislating against what it considered to be moral wrongs.
- Showed that Congress has the full scope of powers of the commerce clause to
use in protecting certain aspects of civil rights. e.g., those that by any
stretch of the imagination can be said to "affect commerce".
- National court can determine local commerce/operations
Ollies BBQ Case
- "Ollies BBQ family owned restaurant" was not an interstate business.
- Decision: Court unanimously held title 2 applies to Ollie's BBQ because Ollies
purchases ingredients from out of state. This broadens Title 2 to just about all
businesses.
Violence Against Women
Act
- made it a crime to cross state lines to continue to abuse a spouse or partner,
created tough new penalties for sex offenders, and prohibited anyone facing a
restraining order for domestic abuse from possession of a firearm.
- the Act requires sexual offenders to pay restitution to their victims,
requires states to pay for rape examinations, and extends rape shield laws to
protect crime victims from abusive inquiries into their private conduct.
- Relevance: The arguments about the constitutionality of the Violence Against
Women Act arise out of a long history of Supreme Court precedents and
interpretation of Congresss power to legislate under the Commerce Clause and the
Equal Protection Clause.
- (the Act was done through commerce power made it seem like the commerce clause
could include anything)
PACIFICUS vs. HELVIDIUS
issue: presidential authority
In 1793, George Washington proclaimed the United States neutral in the war then
underway between Britain and France. American supporters of France criticized
Washington for overstepping his authority and usurping the powers of Congress in
making the declaration.
Alexander Hamilton defended Washington's in eight separate articles--of which
only the first dealt with constitutional issues--published under the pseudonym
of Pacificus in the Philadelphia newspaper, The Gazette of the United States.
Hamilton argued that the conduct of foreign relations was exclusively an
executive function, except where the Constitution explicitly stated otherwise.
Jefferson had resisted the decision to draft the neutrality proclamation on the
grounds that the Constitution did not give him the authority to do so. He urged
Madison to refute Hamiltons arguments. Writing as Helvidius, Madison argued that
the control of foreign relations lay with Congress. In making this argument,
Madison made several claims that differed from positions that he took during the
Virginia ratification convention six years earlier.
In the end, Congress won the battle with Washington over the neutrality
proclamation when local courts refused to indict or convict alleged violators in
the absence of statutes passed by Congress.
Relevance: Hamilton's broad interpretation of the president's powers in foreign
affairs has had great appeal for two centuries, and presidents (and their
lawyers) have repeatedly invoked passages from Pacificus to buttress their own
expansive reading of presidential authority.
- in the Korean War, Truman didnt even ask Congress their opinion. In Vietnam,
the only authorization from Congress came for the Tonkin Resolution President
can take all means necessary to protect US forces
War Powers Resolution
- Limits on presidential power:
The US President can only use army in the following circumstances: a declaration
of war, specific statutory authorization, or a national emergency created by
attack upon the United States, its territories or possessions, or its armed
forces.
The President Must Consult with Congress
The President Must Report to Congress within 48 Hours of Troop Deployment
President Must Terminate Deployment within 60 Days of Reporting to Congress
Presidential power:
- /expansive/ - Roosevelt: Stewardship Theory: resident is the steward of the
people
- /narrow/ - Taft: president must look to Congress
- /both/ - Coolidge
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Copyright © 2004 by TP. All rights reserved.
Revised:
05/15/07 14:35:10 -0700.